Helping to review the completeness of your scope as well as the effectiveness of your MiFID2 implementation. All this is done using our proven methodology, deep regulatory expertise, and change experience.
Key programme activities
Scoping – Perform client intake, determine scope and problem statement for the MiFID2 quality review; ensuring an effective execution of the research and analyses phases.
Research – Review relevant project and business requirements documentation; including: scope assessment, impact/gap assessments, implementation plan(s) and project deliverables.
Analysis – Execute the analysis phase based on the business requirements gathered in the research phase.
Synthesize & Report – Wrap up of the preceding phases into the final report (incl. recommendations) to facilitate the discussion on the way forward.
Together with the client, we will design a risk-based approach to ensure the right combination of effort and confidence level. The illustration is an example, we prefer to set the approach up in such a way that it fits your organization perfectly
A second pair of eyes and trustworthy hands to determine the validity of your scoping and the completeness of your MiFID2 implementation
An outside opinion on the interpretation of MiFID2 requirements to determine whether the new organizational set up aligns with the spirit of the law
A clearly defined set of (potential) improvements to further sharpen the quality of your implementation
The quality review ensures that the focus remains on correctly executing new or updated business processes
Want to the completeness of your scoping and/or the effectiveness of your MiFID II implementation quality reviewed?
For more information on this offering, the underlying methodology, or to simply exchange ideas with our regulatory experts, drop us a line. We’re always happy to talk.