External Compliance Officer
Secure experienced and independent compliance support without losing connection to your business. Gain continuity, clear oversight and trusted challenge in a model that fits your organisation.
Smaller or growing financial institutions may not need a full in-house compliance team, while established organisations can face temporary gaps, specialist requirements or peaks in workload. In both situations, insufficient capacity can weaken monitoring, delay advice and reduce the quality of reporting to management and supervisors.
Our external compliance officers work as a credible second-line partner. We tailor the role to your regulatory obligations, activities and risk profile, with clear agreements on mandate, access, independence, escalation and reporting. Outsourcing support does not remove the responsibility of management; it gives management the expertise, information and challenge needed to fulfil that responsibility effectively.
Flexible compliance leadership and support
Need reliable compliance capacity or leadership?
Discuss an external compliance model
“Compliance is not a matter of ticking boxes.”
Fund managers face rising supervisory expectations but rarely need a full-time compliance team. In this open and personal conversation, Asmara Sibarani and Nick Samson, discuss their role as external compliance officers.
