Yu Sum Man
Risk & Compliance consultant
My extensive experience as a corporate lawyer at various financial institutions enables me to translate complex legal issues into workable solutions for practitioners.
I have a strong focus on quality and content, but a pragmatic approach always comes first. I support institutions in complex implementation projects of new laws and regulations, but also like to think along with a company’s strategy or the development of a new product or service. I always strive to make the possibilities within the law understandable and insightful and by mapping out the (legal) risks. Where possible, I anticipate legal developments so that the advice is also future-proof.
Relevant experience
- Implementation of new laws and regulations at various institutions (including MAR, MiFID I and II, IDD and SFDR)
- Re-)structuring and setting up (Dutch and Luxembourg) investment funds
- Development of new products and/or services (e.g. PPI, (structured) notes)
- Establishment of and participation in Regulatory Board
- Various complex projects, e.g. merger of ING Bank and Postbank, separation of ING Group/Bank and Nationale Nederlanden