MIFID II
Translate MiFID II requirements into a credible investment services model. Protect investors, strengthen control and prepare your organisation for authorisation and ongoing supervision.
MiFID II affects how investment services and activities are authorised, organised and delivered across the European market. For Dutch investment firms, the AFM is the licensing authority. A successful application must demonstrate more than formal compliance: your business model, governance, people, systems and controls must operate as one coherent whole.
We help new and existing investment firms determine the applicable permissions and implement proportionate requirements across the customer and transaction lifecycle. Our support connects regulatory interpretation with practical design, documentation and testing. This enables you to prepare a well-substantiated application, extend existing permissions or strengthen your framework in response to growth, change or supervisory findings.
Building a controlled MiFID II operating model
Build or strengthen your MiFID II framework
Speak to a MiFID II expert today
Getting your Product Approval and Review Process right
Since MiFID II tightened product governance, supervisors have looked ever more closely at how firms design and review their products. This e-paper explains the requirements and how to put a working Product Approval and Review Process in place.
